Webinar
08.18.2021
Join us for our next webinar, FINRA Rule 8210: From Trigger to Hearing and Beyond. Our panelists will discuss the background and reach of Rule 8210, as well as FINRA investigation triggers, representation, responding to an 8210 request, disciplinary hearings, appeals, and more.
CLE credits approved in NY and PA, and giving reciprocity credit to NJ, CA, and FL.
CLE credits pending in NC and TX.