03.26.2020
On Thursday, March 26, 2020, New Jersey Principal Dan Korb will co-present a National Society of Compliance Professionals webinar, alongside former SVP at LPL Financial, Kurt Lofgren. The webinar will take place at 2:00 pm EST.
Their presentation, “Creating Effective Supervision Structures,” will discuss the roles of compliance and supervision, centralized versus decentralized structures, as well as supervisory controls and monitoring.