On Monday, November 8, 2021, Josh Jones will present at the National Society of Compliance Professionals (NSCP) 2021 National Conference. Josh will present alongside John Ivan of Capital Forensics and Ann Robinson of Farmers Financial Solutions, LLC.
The panel, Protecting Our Most Vulnerable Clients, will discuss one of the primary missions of the regulators: the protection of investors, of which vulnerable clients (seniors) are a rapidly growing segment. Audience members will learn about particular concerns for vulnerable clients and offer strategies for developing safeguards from a regulatory and practical standpoint.
Bressler attorneys Stephen Shine, Brian Ellis, and Jacqueline Meyers will also attend the conference.