Reg BI is Here: Now What?

On Wednesday, August 12, 2020 Bressler’s David Buffa, Joseph Calabrese and Logan Fisher, along with Capital Forensics’ John Ivan, presented a webinar on Reg BI. The program covered the new requirements under Reg BI, offer insight into how firms of different sizes are meeting those requirements, and discuss how upcoming initiatives, such as the proposed Department of Labor (DOL) Fiduciary Rule, could impact Reg BI compliance.

CLE credits approved in NY, and giving reciprocity credit to NJ, CA, and FL.