Bressler, Amery & Ross is a proud Diamond Sponsor of the 2016 SIFMA Compliance and Legal Society Annual Seminar where principals Carole Miller, Inge Selden and Andrew Sidman will speak on different panels.
Andrew Sidman will participate in the panel "Private Client Compliance" on Monday, March 14. The panel will discuss culture of compliance, conflicts of interest, including compensation and fees, and high-risk market surveillance issues.
On Tuesday, March 15, Carole Miller will speak on "Whistleblowers: Building Programs and Handling Claims."
On Wednesday, March 16, Inge Selden will participate in the panel, "Arbitration: Practical Considerations."
CLE credits will be offered.
From the SIFMA website:
The SIFMA C&L Society's Annual Seminar is the premier event for Financial Services compliance and legal professionals, and features over 65 informative panels. Don't miss your opportunity to engage with leading experts and discuss the latest regulatory developments and industry trends.