- AlertSEC Issues 2018 Exam Priorities02.08.2018
- PublicationAuthentication and Admissibility of Electronic and Social Media Evidence in Family Law Matters02.02.2018
- PublicationThe Cuban Embargo: Is The Recent Restoration of Diplomatic Ties and a Possible Lift of The Embargo Beneficial For All?01.28.2018
- PublicationInternational Study Shows In-House Bias Toward Male Outside Counsel01.23.2018
- PublicationEric Chase Authors Review of the Battle for Guadalcanal Book01.23.2018
- AlertNAIC Sets 2018 Agenda to Address Senior Issues01.19.2018
- AlertNew York Cybersecurity Regulations – Tips On The First Required Filing01.19.2018
- PublicationDo Narcissists Rule the Day?01.17.2018
- Publication2018's Top Twenty Legal Trends for Automobile Dealers01.16.2018
- AlertAll The Way Towing: Custom-Built Vehicle Constitutes The Sale Of Merchandise To The Public Under New Jersey’s Consumer Fraud Act01.16.2018
- AlertAre You In Compliance? New Year, New Laws01.15.2018
- PublicationFINRA Cracks Down on Cryptos, Securities-Backed Lines of Credit01.10.2018
- AlertU.S. Department of Labor Adopts Second Circuit’s Beneficiary Test for Determining Lawful Unpaid Intern Status01.10.2018
- AlertFINRA’s 2018 Priorities Letter Makes Clear that Firms' Anti-Money Laundering Programs Will Continue to Be Closely Scrutinized01.09.2018
- AlertSixth Circuit Broadly Applies FINRA Arbitration Rule01.09.2018
- Alert“But-For” Causation Is Now Required In False Claims Act Retaliation Cases01.08.2018
- AlertNew Jersey Department Of Banking And Insurance Issues Bulletin Providing Instruction Regarding Pip Coverage Required For Auto Cycles01.05.2018
- AlertNew York DFS Proposes Amendments to its Annuity Suitability Rule01.05.2018
- PublicationSEC Issues Warning on Token and Digital Currency Use01.04.2018
- PublicationAdvisors Beware: More Fintech Regs, Enforcement Coming in 201812.29.2017
- AlertThe NAIC Makes Progress on Health Insurance-Related Model Acts12.18.2017
- AlertThe Senate Banking Committee Revised S.2155 to Protect Seniors from Financial Fraud12.11.2017
- AlertSEC Enforcement Division Reflects on 2017, Turns Focus to 201812.11.2017
- AlertFINRA Issues Regulatory Notice 17-42 Requesting Comment and Proposing Amendments to Expungement of Customer Dispute Information12.11.2017
- AlertFINRA on Anti-Money Laundering Program Deficiencies in its First-Time Report on Examination Findings12.08.2017
- AlertNew York Paid Family Leave Begins January 1, 201812.08.2017
- AlertSIFMA’s C&L Luncheon in New York Features FINRA Head of Enforcement and Addresses Important Regulatory Issues12.07.2017
- AlertDepartment Of Labor Approves 18 Month Delay Of The Effective Date For The Best Interest Contract Exemption11.28.2017
- PublicationA Woman's Guide to Negotiation: Using Your Innate Strengths to Get the Best Deal11.21.2017
- PublicationSEC Exam Priorities Said to Focus on Cybersecurity, Seniors in 201811.21.2017
- PublicationCapitol Report11.20.2017
- PublicationHow to Be and Remain Confident in the Face of Adversity11.15.2017
- AlertData Reflects Incremental Decline In The Broker/Dealer Model And Incremental Increase In The RIA Model11.14.2017
- AlertEnforcement Priorities and Dealing With An Aging Investor Base - Bressler and NJSBA Securities Law Program Summary11.14.2017
- AlertEleventh Circuit Finds That No Private Right of Action Exists to Sue FINRA for Violations of its Internal Rules11.13.2017
- PublicationSEC Shows Off Cybersecurity Muscle Following EDGAR Breach11.08.2017
- AlertU.S. Supreme Court May Soon Decide The Issue Of Whether Administrative Law Judges Can Adjudicate Enforcement Proceedings11.06.2017
- PublicationProtecting Your Senior Clients: Compliance in Advance of the February 5 FINRA Deadline...and Beyond11.06.2017
- PublicationJed Marcus Authors Article "Responding to Harassment Complaints: What the Harvey Weinstein Case Can Teach Us"11.06.2017
- PublicationBeing a Working Mom is Good for Your Children11.03.2017
- PublicationEric Chase Authors Review of Korean War Novel11.01.2017
- AlertSEC Releases New Form ADV Requirements For Registered Investment Advisors Which Compels A Significant Number Of New Disclosures10.31.2017
- AlertBest Practices for Broker-Dealers in FINRA Exams10.30.2017
- AlertBroker’s Lifetime Ban Twice Called Into Question by D.C. Circuit in Saad v. SEC – Leaving the Standard for Review Uncertain10.26.2017
- AlertVulnerable Adult Legislation Introduced to Amend Florida Securities and Investor Protection Act10.26.2017
- Alert51-50 Vote Defeats Rule Banning Mandatory Arbitration10.25.2017
- AlertTime is Ticking for Efforts to Repeal the Consumer Financial Protection Bureau Rule10.24.2017
- AlertLifting the Veil: Ensuring Suitability and Supervision When Recommending Variable Insurance Products10.23.2017
- AlertThe Elder Abuse Prevention and Prosecution Act Becomes Law10.23.2017
- AlertPractical Advice: What To Do About Coffee and Bathroom Breaks Under FLSA10.18.2017